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Monthly Archives: May 2016

Since 2010, Monetary Settlements Imposed by the SEC on Public Companies have Averaged $24 Million

Under the SEC Whistleblower Award Program, if one or more whistleblowers provide information to the SEC that it uses to bring a successful action in which it collects more than $1 million from the wrongdoers, the SEC is required to give the whistleblower(s) a monetary award of between 10% - 30% of the amount of [...]

May 26th, 2016|Uncategorized|

SEC Actions Against Public Companies on Pace to Rise for Fourth Consecutive Year

In good news for potential SEC whistleblowers, since 2013 the number of SEC Enforcement actions against public companies and their related subsidiaries has been steadily rising. According to a joint report issued two days ago by the NYU Pollack Center for Law & Business and Cornerstone Research (the “Report”), the total number of actions that [...]

May 19th, 2016|Uncategorized|