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Monthly Archives: July 2016

Company Pays $167.4 Million to Settle SEC Charges for Undisclosed Markups and Misleading Pricing

Potential SEC whistleblowers and new SEC whistleblower attorneys often wonder whether the SEC will be interested in the information that they have.  To give some examples of the kinds of things that the SEC investigates, I have written several posts about some types of cases brought recently by the SEC, and other posts in which [...]

July 29th, 2016|Uncategorized|

Company Pays Nearly $15 Million to Settle SEC Charges of FCPA Violations

In prior posts, I have addressed a question raised by many potential SEC whistleblowers and new SEC whistleblower attorneys, namely whether the SEC will be interested in the kind of information that they have. Sometimes the answer may be fairly obvious, such as where the information concerns insider trading or stock market manipulation. Other times [...]

July 6th, 2016|Uncategorized|