Call us at 347.746.1222    1140 Avenue of the Americas | 9th Floor | New York, NY | 10036

Blog

SEC Says Co. Violated Whistleblower Protection Rules By Impeding Investors

The U.S. Securities and Exchange Commission recently amended a court Complaint to add charges that a company and its owner violated SEC whistleblower protection rules.  (For past cases in which the SEC brought actions against [...]

By |November 25th, 2019|Categories: Uncategorized|Comments Off on SEC Says Co. Violated Whistleblower Protection Rules By Impeding Investors

DB Whistleblower Award Denial Highlights The Importance Of Having Good Counsel At The Start

Last week, in a full written Opinion, a U.S. Court of Appeals upheld the U.S. Securities and Exchange Commission’s 2017 decision to deny three claimants a share of an SEC whistleblower award related to Deutsche [...]

By |November 15th, 2019|Categories: Uncategorized|Comments Off on DB Whistleblower Award Denial Highlights The Importance Of Having Good Counsel At The Start

SEC Whistleblower Info In Forbes

Forbes Article Cites SEC Whistleblower Info, The Free OnLine Encyclopedia From The Pickholz Law Offices SEC Whistleblower Info, The Pickholz Law Offices’ free online encyclopedia, appears in a February 15, 2019 article published on Forbes' website. [...]

By |February 19th, 2019|Categories: Uncategorized|Comments Off on SEC Whistleblower Info In Forbes

Jason Pickholz Certified As A Neutral FINRA Arbitrator

The Pickholz Law Offices is pleased to announce that Jason Pickholz has been certified as a neutral FINRA arbitrator. About FINRA The Financial Industry Regulatory Authority (“FINRA”) is a not-for-profit self-regulatory organization authorized by the U.S. Congress [...]

By |February 12th, 2019|Categories: Uncategorized|Comments Off on Jason Pickholz Certified As A Neutral FINRA Arbitrator

Can SEC Whistleblower Tips Be Submitted During The Shutdown?

The U.S. government began its shutdown on December 22, 2018.  As of today, the shutdown has gone on for 13 days.  It is now the fourth longest shutdown in U.S. history, and still going.  (CNN [...]

By |January 3rd, 2019|Categories: Uncategorized|Comments Off on Can SEC Whistleblower Tips Be Submitted During The Shutdown?

Record-Breaking Year For SEC’s Whistleblower Award Program

According to the SEC’s Annual Report to Congress, 2018 “was a record-breaking year” for the SEC’s whistleblower award program. OWB Chief’s Message About the SEC’s Whistleblower Award Program         The SEC’s [...]

By |November 27th, 2018|Categories: Uncategorized|Comments Off on Record-Breaking Year For SEC’s Whistleblower Award Program