Jason Pickholz is a co-author of Securities Crimes 2d, a two-volume book published by Thomson Reuters, with updates annually. The book is written as a practical resource for securities lawyers who represent clients before the U.S. Securities and Exchange Commission (SEC), and before both the SEC and the U.S. Department of Justice / U.S. Attorney’s Offices in parallel investigations and proceedings, as well as at trial.  It also contains useful information for individuals and companies who find themselves facing investigations or trials as SEC defendants, SEC witnesses, DOJ defendants, DOJ witnesses, US Attorney defendants, US attorney witnesses, or as subjects of FBI and Grand Jury investigations.

Chapter 3, “The SEC Whistleblower Program,” was added by Jason Pickholz to the book in 2013 to provide a comprehensive resource for SEC whistleblower attorneys and SEC whistleblowers in this new and emerging area of law.  The chapter contains knowledge and insights that Mr. Pickholz has gained as one of the first SEC whistleblower lawyers ever to win an SEC whistleblower reward for a client, and as the first SEC whistleblower attorney ever to win an appeal of an adverse preliminary determination, combined with his experience gained over two decades representing witnesses and defendants before the SEC, DOJ, and US Attorney’s Offices.

Among the subjects covered in Securities Crimes 2d are:  the SEC, informal and formal SEC investigations, the SEC whistleblower award program, parallel proceedings, internationalization of securities crimes, criminal statutes frequently charged in securities cases, criminal securities case law, the Trust Indenture Act of 1939, the Investment Advisers Act of 1940, and the U.S. Sentencing Guidelines.

Securities Crimes 2d is available for purchase on-line from Thomson Reuters directly.

*      *     *

As an SEC whistleblower law firm, The Pickholz Law Offices has represented employees, officers, and others in SEC whistleblower cases involving financial institutions and public companies listed in the Fortune Top 10, Top 20, Top 50, Top 100, Top 500, and the Forbes Global 2000.  We were the first law firm ever to win an SEC whistleblower award for a client on appeal to the full Commission in Washington, an achievement that Inside Counsel magazine named one of the five milestones of the SEC whistleblower program.

For more information about The Pickholz Law Offices, you can click on any of the links in the margins of this page.

If you would like to speak with an SEC whistleblower lawyer, please feel free to call Jason R. Pickholz at 347-746-1222.

 

 

The above information is not and should not be construed as providing legal advice.  The use of this web site or this page does not constitute or create any attorney-client, fiduciary, or confidential relationship between The Pickholz Law Offices LLC and anyone using this web site, or anyone else.  The information contained on this website is for informational purposes only.  The content of this web site may not reflect current developments.  Prior results do not guarantee a similar outcome.  Results of prior cases or matters contained on this web site are not indicative of future results or outcomes, and should not be taken as a prediction, promise, or guarantee of any future result or outcome.  No one who accesses this web site should act or refrain from acting based on anything contained on this web site.  For additional terms and conditions governing the use of this web site, please click on the “disclaimer” link at the bottom of this page or click here.