Pickholz authors 60+ page chapter on “The SEC Whistleblower Program”
Securities Crimes 2d is a two-volume book published by Thomson Reuters with updates annually. Chapter 3, titled "The SEC Whistleblower Program," was added to the book in 2013 by Jason Pickholz to provide a comprehensive resource to this new and emerging area of law. Chapter 3 is a practical guide for SEC whistleblower attorneys and an informational guide for SEC whistleblowers themselves. The chapter contains personal knowledge and insights that Mr. Pickholz has gained as one of the first SEC whistleblower lawyers ever to win an SEC whistleblower award for a client, and as the first SEC whistleblower attorney ever to win an appeal of an adverse preliminary determination.
Among the subjects covered in Chapter 3 are: SEC whistleblower reward prerequisites, the steps to report a fraud to the SEC through the whistleblower program, multiple SEC whistleblowers, claiming and preserving SEC whistleblower confidentiality or anonymity, SEC whistleblower award claims, factors that may increase the amount of an SEC whistleblower award, factors that may decrease the amount of an SEC whistleblower reward, award determinations and appeals, SEC whistleblower protection and anti-retaliation provisions, and other topics.
Securities Crimes 2d can be purchased on-line from Thomson Reuters directly.
If you would like more information about the SEC whistleblower reward program, please click here.
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About the Pickholz Law Offices LLC
The Pickholz Law Offices LLC is a law firm that focuses on representing clients involved with investigations conducted by the U.S. Securities and Exchange Commission, FINRA, and other securities regulators.
The Pickholz Law Offices has represented employees, officers, and others in SEC whistleblower cases involving financial institutions and public companies listed in the Fortune Top 10, Top 20, Top 50, Top 100, Top 500, and the Forbes Global 2000. We were the first law firm ever to win an SEC whistleblower award for a client on appeal to the full Commission in Washington. Inside Counsel magazine named this achievement one of the five key events of the SEC whistleblower program. Examples of the Firm’s SEC whistleblower cases are available here.
In addition to representing SEC whistleblowers, since 1995 the Firm’s founder, Jason R. Pickholz, has also represented many clients in securities enforcement investigations conducted by the SEC, FINRA, the U.S. Department of Justice and US Attorney’s Offices, State authorities, and more. Examples of some of the many securities enforcement cases that Mr. Pickholz has been involved with are available here.
You can see what actual clients have had to say about The Pickholz Law Offices by going to the Client Reviews page on our website or by clicking here.
How to Contact the Pickholz Law Offices LLC
If you would like to speak with a securities lawyer or SEC whistleblower attorney, please feel free to call Jason R. Pickholz at 347-746-1222.
The Pickholz Law Offices remains open and will be fully operational through teleworking while we all grapple with this terrible pandemic. We hope that all of our clients, colleagues, friends, and their families remain safe and healthy. Our thoughts and prayers go out to everyone who has been affected by COVID-19.